|
A Talk with Bob Johnson
by Frank Stephenson
After all, he's been our 'Research Cop' for a quarter-century.
Surely it's time we had a talk with Bob Johnson.
Twenty-six years ago in August, Robert Merrill Johnson walked
onto a sweltering Florida State University campus to become
head of a research program barely out of its teens. The head-
hunting prize of then-president John Champion, Johnson had
left a promising job in Washington with the National Science
Foundation to take on what Champion called "the FSU
challenge."
Five presidents and umpteen reorganizations later, Johnson is
still at it. The challenge has changed over the years, mainly
because the largely pastoral campus Johnson saw in 1968 is long
gone. Fueled by a rapid rise in research funding, Florida State
has taken on much of the look and feel of those big-time
research institutions it has long aspired to be.
In his capacity as research chief and, until 1986, dean of the
university's graduate studies program, Johnson has been front-
row, center, for every step FSU has taken up the academic ladder
for a quarter century. Today he stands as the only figure who
from the bird's-eye perspective of central administration has
witnessed what even FSU's most ardent critics concede is
remarkable progress.
For such naysayers, certain realities are hard to dismiss: in 1969,
FSU spent $13.7 million on research and by the end of FY '95,
that figure is expected to reach $94 million, nearly a 600 percent
jump. Space for research and academics has doubled in the
period, and now approaches a million square feet. Graduate
programs have grown by 40 percent, while the number of
doctorate degrees offered rose from 49 to 65. Graduate
enrollment has thus soared, jumping from around 3,680 in '69
to better than 5,500 for fall semester 1994.
So for Johnson, it's been a long career of steadily rising numbers,
about the only thing that matters in the beastly competitive
world of campus-based research. The faculty gets the credit, he
says: "Without them, all the good administration in the world
wouldn't have meant a damn thing."
But in looking back on his time in Tallahassee, Johnson allows
that his hand has indeed helped shape the pace and direction of
research growth, as well as the mechanics of how it's managed.
Few who know FSU would argue the claim. Since 1970, when
he succeeded in getting the university's research accounting
operations switched from the campus controller's office to his
own, Johnson has been the unquestioned author and shaper of
FSU research administration policy. Taking over an office that
he says was "a shambles" in 1968, Johnson transformed the unit
into what he calls a "one-stop shop" for faculty interested in
pursuing research funding. Based on similar set-ups he'd seen
around the country as head of a science development team at
the NSF, the system was intended to maximize efficiency, cut
waste and bring accounting procedures in line with national
standards. For the most part, the administration liked Johnson's
idea.
For the most part, the faculty hated it. To this day, Johnson
bears the stigma of being the "research cop" who makes campus
P.I.s (principal investigators) toe the line. No matter their
credentials, all faculty are obliged to walk a well-defined,
regulatory gauntlet laid down by federal and state mandates, and
Johnson's 50-member Office of Research at Innovation Park is
where the line begins.
But some of Johnson's biggest battles through the years have
been over the issue of indirect costs overhead monies
legitimately applied to outside grants that support research. As
head of research administration, Johnson enforces the collection
of overhead, which until Florida's Sponsored Research Act of
1964 went directly into the state's coffers. Since 1989, the state
has allowed universities to keep 95 percent, a sum intended to
be used to further the cause of research and creative activity.
Johnson's office is responsible for managing these funds,
through the advice of the Council for Research and Creativity,
an all-faculty body Johnson organized in the early 1970s. Each
year Johnson redistributes a portion (about 40 percent) of
overhead monies to the various departments and uses the
remainder as matching funds for faculty research proposals, to
help run his office and for "emergencies." (In 1983, then-
president Bernie Sliger borrowed $1.8 million from the fund to
neutralize a much-publicized deficit crisis.)
If The Chronicle of Higher Education can be believed, the issue
of managing overhead funds is among the stickiest universities
are obliged to face on a perennial basis. Lack of controls can, and
has, led to major embarrassment for some schools. Stanford
University, for example, is still feeling the effects of a 1990 full-
scale federal probe of its overhead spending policies that
revealed serious problems, including overcharging, frivolous
expenditures and lax accounting. Uproar over the investigation
led to the resignation of the university's president the following
year. Johnson says this incident is mute testimony in support of
the stringent policies he's put in place at Florida State.
Some of his heartiest critics of the past have swung toward
agreement. "I've come to realize that Johnson does all the
things a good research administrator is supposed to do," says one
veteran researcher-turned-administrator who admits to a
"major attitudinal shift" regarding FSU's research chief over the
years. "He's taken us from not even being on the map to a
Research I university, and he's kept us out of trouble with the
feds and the state the whole way. The man knows his stuff."
There may be one observation about Johnson that gets a
universal nod around campus. "Bob's a survivor," says one
department head. "You'd be hard pressed to find anyone in
American academe who's been at that level as long as he has.
That's no mean trick."
Johnson says his longevity in the job is due to a combination of
things, not the least of which is the ability to take criticism. But
he credits his ability to speak the languages of the scientist, the
bureaucrat and the businessman with much of his success. In
1954, the Detroit native left a fast-track career as an agent for an
industrial chemical company in his home town to return to
school (Michigan State University) to get a Ph.D. in physiology.
As an assistant professor at Colorado State University, he got his
first taste of administration while working on developing a
research foundation for the school. He was soon to discover
that he liked administering research more than actually doing
it. Following his new career aspirations to the NSF, he got a
chance to visit "hundreds" of campuses where he picked up
ideas on how to run large, multi-faceted research programs. By
the time he showed up at Florida State in '68, he was eager to
take ch
arge of a young research program and put his own stamp on it.
When he ticks off the things he's proudest to have stamped over
the years, Johnson mentions first his work as dean of graduate
studies. Early on, he led a charge to crank quality controls into
FSU's graduate programs (a faculty-run graduate policy council
he started still reviews all graduate programs every five years).
The first of a number of cooperative degree programs between
FSU and the University of Florida also came at his urging, he
says. Foremost among these is the Program in Medical Sciences
(PIMS), a program which since its creation in 1971 has produced
more than 500 physicians (nearly half of whom are now in
primary care) whose medical training began at Florida State.
Johnson also likes how his policies governing the use of
overhead funds have helped as he puts it "prime the research
pump" around campus. Deans and department heads have
used the funds "wisely," he says, in starting new programs,
helping weak programs get strong and in polishing old ones.
But his greatest contribution, he believes, may be in how he's
used matching money to help broadcast the story of FSU
research to a worldwide audience. In 1984, such in-house capital
helped leverage a $100 million accord between the federal
government, the Florida Legislature and private industry that
founded the Supercomputer Computations Research Institute
(SCRI), which up to that time was by far the single largest
scientific research enterprise to land in Tallahassee.
Johnson, Sliger, Florida's Board of Regents chairman Dr. Charlie
Reed and other insiders both in Tallahassee and in Washington
all agree that the successful development of SCRI played a
major role in FSU's biggest coup of all, the NSF's 1990 decision
to put the headquarters of the new National High Magnetic Field
Laboratory in Tallahassee.
In 1986, a Johnson initiative spelled relief for scores of campus
researchers throughout Florida straining to stay atop a steadily
rising tide of federal accounting paperwork. Together with long-
time NSF friend Dr. Robert Newton, Johnson succeeded in
getting the five major federal agencies to buy off on an
experiment aimed at shortcutting the red tape required for P.I.s
at all nine state universities and at the (private) University of
Miami. Dubbed the Florida Demonstration Project, the proposal
eventually proved so successful that it became the basis for a
new policy that at least a dozen federal agencies now make
available to universities throughout the country. Today, the
Federal Demonstration Project is a boon to research on more
than 80 participating campuses nationwide. Chiefly for his role
in launching the idea, Johnson was lauded in 1989 by the Society
of Research Administrators for "distinguished contribution to
research administration," the national organization's highest
honor.
During Johnson's FSU tenure, space devoted to research has
more than doubled. No physical improvement, however, was
as urgently needed as the Biomedical Research Facility
completed in 1991. A highly critical USDA report on campus lab
animal care in 1989 put FSU on notice that all of its life sciences
programs were in real danger of being shut down. Johnson
responded by generating and pushing through a proposal that
built the $5 million facility, a highly coveted research asset that
vaults FSU life sciences research into world-class distinction.
Johnson says he's not given over to spending much time
reflecting on his accomplishments at Florida State. He merely
says he's "quite proud" of what he's done up to now and looks
forward to opportunities to do more. On the occasion of the
25th anniversary of this magazine, which he started, Johnson
agreed to talk about his time in Tallahassee.

RinR: What was Florida State's research program like 26 years
ago when you arrived on campus?
JOHNSON: On the administrative side of things, I couldn't
believe my eyes. The staff had no records, they had no idea
what they were doing. They were in the neighborhood of being
a $12 million program, but they had no fiscal controls, no idea
how to manage anything. It was a shambles, pure and simple.
By 1971, we had a $5 million federal audit exception against us
that's money that couldn't be accounted for. We were faced
with the prospect of having to pay the federal government back
that amount, which would have devastated us. But by 1973, we
got most of that corrected. Instead of $5 million, we wound up
owing the federal agencies about $300,000, which we paid back
over a three-year period. Since then, we've had good audits,
both from Washington and from the state.
RinR: Even so, you've been criticized by faculty over the years
who complain that your methods hurt their abilities to do
research.
JOHNSON: I'd say that's one of the biggest things I've had to
worry about over the years. While most faculty understand the
necessity of maintaining control, some faculty have been upset
with me because I enforce these policies, saying that this
impedes their research. But without institutional control, this
university could be severely criticized and possibly lose a lot of
money. The simple fact is that when you're dealing with the
federal dollar the public purse you are responsible to the public
for what happens to it. Criticisms are coming from all over
these days on how universities are spending public dollars.
More and more regulations are being added every year, both by
Congress and the state Legislature. And it's my job to enforce
those regulations, whether I agree with them or not. And there
are some I don't like, believe me. Over the years, we've worked
very hard with the federal government to get rid of onerous
rules and regulations, and to a large extent we've been
successful. But it seems like every time we get rid of one rule,
three or four more new ones get added. It's frustrating. But we
have to comply, and there are those who will never understand
that.
RinR: Much has been made of the abuse of research overhead
monies uncovered a few years back at Stanford University.
We've never taken a hit like that here. Have we been on top of
things or just lucky?
JOHNSON: You don't run a multi-million-dollar research
program as clean as this one for as long as we have by being
lucky. You do it by playing by the rules. Now there are times
when you may have to bend a rule, but if you know what
you're doing, you can do that without breaking any. No, we've
never seen anything like Stanford and that's because we have
policies in place that won't allow that to happen. But I'll grant
you the (Stanford) incident and others have helped give indirect
costs (overhead) a bad name. We hear accusations all the time
that it's not used properly, that it's not needed. But the fact is,
indirect costs are true costs of doing research a point I've argued
for 25 years. Thanks to the vision of the Florida Legislature back
in '64, we've been able to use overhead funds here at Florida
State to help stimulate research and creative activity throughout
the campus. Of all the overhead monies we receive, close to 40
percent goes back to the deans and department heads in one way
or another. They are free to use that money as they see fit to
develop their research programs. Also, the money that stays
here with the Office of Research helps researchers and scholars
two ways: it pays some of the costs of administering various
services they want and need, and it provides matching funds as
leverage for getting worthwhile programs off the ground.
RinR: The system you've built here, though, appears to be
unique to the state university system. Fiscal control of research
tends to be in the hands of university controllers' offices, as
opposed to a separate office run by a vice president for research.
JOHNSON: That's true. But there are a number of universities
around the country that basically do what we do. I think some
of those picked up the idea from Florida State. Frankly, I like to
think we've got the best system in Florida. A lot of people have
wanted to copy what we've instituted. We call it a "one-stop"
shop. In other words, a principal investigator can come to this
office and get help on finding grant sources, proposal writing
and submission, accounting, legal advice, everything. It's all
done right here, not in four or five different offices scattered
around campus. The structure is very meaningful. For one
thing, it puts the academic influence on decision-making where
it belongs, on the expenditure of contracts and grants. At any
rate, it seems to work pretty well.
RinR: Twenty-five years ago, FSU's entire research effort was a
ghost of what it is today. What's made the difference?
JOHNSON: Credit has to go where it's due, and that's the faculty.
What's happened over the past 25 years is a result of some very
good decisions made in the '50s and '60s by the administration
in bringing outstanding people here in the sciences. This
established a base of quality upon which we could build.
Without that, we wouldn't be where we are today. And of
course, success in the sciences has triggered successes in all other
areas, a fact not often realized. And the state was very
instrumental, too. For example, in 1957 the state underwrote
the Tandem (van de Graaff nuclear accelerator) research
program in nuclear physics. That was a very wise investment,
which has since paid for itself many times over. And since
then, the state has remained faithful the Legislature helped us
get SCRI off the ground and certainly the Mag Lab, just to name
a couple of examples. But primarily, the real key to the success
has been the faculty. The P.I.s (principal investigators) on this
campus have done a magnificent job. Thanks to those good
faculty members who can write proposals that get funded that's
been the difference right there. I could not be happier with the
progress of our faculty. But we can't afford to become
complacent. We need to be doing a lot better than we are, and
we're very capable of that. In fact, I think we have the capability
of doubling our research funding, and by the year 2000. That's
my goal at least.
RinR: How realistic is that, especially with public pressure these
days to beef up the quality of teaching, even up to the point of
de-emphasizing research?
JOHNSON: I don't think it's unrealistic. It's true that the
political climate is changing. But without a goal, you're never
going to get anywhere.
RinR: Well, in 1992 the administration announced a goal of
joining the top 25 universities in the nation by the turn of the
century. More than a few believe that's impossible.
JOHNSON: Impossible, no. Improbable, yes. It will take an
incredible amount of money to do that. And I doubt that we can
come up with enough money to make a major shift in our
rankings. For example, if you have a chemistry department that
ranks 25th nationally, and you want to move to 24th or 23th just
a notch or two do you realize how many millions of dollars
that's going to take? Many millions, believe me. Now if
Florida State were to get more entrepreneurish, we could do a
whale of a lot better than we are, not only in quantity but in the
quality of our research programs. There's no question about
that. But it doesn't help us to think in terms of being as well-
funded as, say, Johns Hopkins, Michigan or California. These
schools have been established far longer than Florida State, and
you're just not going to catch them, and there's no reason to try.
Look at the top 10 universities in this country we're not going to
get there, period. We're foolish if we think we are. But this
really doesn't matter. Florida State is a very good university, a
well-recognized university that gets its fair share of (public)
support. On balance, we can hold our own with any university
in Florida or for that matter, in the Southeast. So why worry
whether we look like those other schools? Let's worry about
what we look like as a quality institution.
RinR: You say we could be generating more research dollars.
What should we be doing that we aren't doing already?
JOHNSON: Well mainly, I'd say it's changing some peoples'
attitudes about research. I think some of the deans and
department heads have been entirely too passive (on research)
in the past. These administrators need to play a greater role in
trying to bring in more research activity and increasing the
quality of what they already have. I believe our new president
and our interim provost feels the same way. We've simply got
to get our key people more involved in research. Maybe one
answer is to offer some kind of reward for deans, department
heads and faculty who win research grants.
RinR: On quality vs. quantity of programs, what do you have to
say on the argument that in these belt-tightening days we ought
to get more serious about putting our resources where they
would do the most good? Building on our strengths, letting go
of weak or marginal programs, as it were? It's an old argument
that somehow never gains ground, but never goes away, either.
JOHNSON: Ever since my NSF days, I've favored quality over
quantity. I like the idea of developing what we have first,
before adding things. I don't believe in being all things to all
people, never have. But the political reality in any institution
not just academe is that it's always a lot easier to start a program
than it is to get rid of one. There are several reports sitting on
shelves around this campus recommending that certain
programs be reduced or cut out altogether. Nobody has
followed through with them. The problem is, of course, that
nobody wants to get cut. The administration has to be willing to
make the hard decisions.
RinR: But we're hearing that a new era of accountability has
arrived. How's that going to affect things?
JOHNSON: Well, the situation is that faculty are being told that
they need to be more productive they have to either teach
more, do more research, or do both and with less resources.
They feel squeezed. But there's no doubt we're in a self-
examination period now and that corrections are going to be
made. We might as well face up to it: faculty at this university
are going to be forced to teach more or to do more research,
because the perception is out there that we don't work very
hard. I've been fighting this for almost 40 years, but frankly I
don't see much change in the public's thinking on the matter.
And now we're being told that we're the new "leisure class."
That's nonsense. I'd like to see anybody in industry or
government post the same hours some of these professors do.
Most of our people don't work a 40-hour week. It's more like
60 or 80. Now we know everybody doesn't work like that
there've been abuses and it wouldn't be honest to claim
otherwise. But that's true in any profession. Most of these
people work extremely hard at what they do. But the sad fact is
that we've done a very poor job of selling our profession to the
public. Since we work on the public purse, we're obliged to
answer that perception. We've got to realize that we're no
longer isolated from the community. They're paying our
salaries, and we've got to be accountable to them. There's
nothing wrong with accountability.
RinR: But what about claims that faculty are doing too much
research and not enough teaching?
JOHNSON: Again, this whole issue rests on a lack of public
understanding about the role research plays in higher education
another theme I've preached for decades. We strive for a
balance in research and teaching because we are convinced that
the two go hand in hand. Every teacher needs to be a scholar,
with regular scholarly activity, whether its in the laboratory or
the library, whether it's publishing a new scientific theory or
publishing a book of poetry. A good professor, regardless of
discipline, won't just teach. They can't just teach. They've got to
do creative things for their own development. And to say that a
university is only a place to teach students is ridiculous. Now
some researchers don't want to teach, we recognize that. That's
not right, either, and that's one of the things that's going to
change. On the whole, I think we've kept a pretty good balance
between the two at Florida State. But it could be better.
RinR: Some faculty members feel that they're cut out of the
research loop because their particular fields make it hard for
them to get outside funding.
JOHNSON: It's true that not every faculty member can get
outside support. But that doesn't mean that individual can't
do research. Research should never be thought of as being
restricted to funded work. Publishing a paper, article or book is
research. But some people can get outside research support and
either don't know it or just don't try. Frankly, if a professor
isn't trying to grow in his or her profession, and be a better
teacher by doing creative activity or research, then I don't think
we want to keep them.
RinR: What's been the key for Bob Johnson surviving in this
job so long?
JOHNSON: For one thing, having a good staff around you. I've
been extremely fortunate to have had some good people who've
been with me a long time. I'm very grateful to every one of
them I owe them a lot, and they know it. Also, I guess my
philosophy has had something to do with it, and that, basically,
is this: everything's on the table. I tell people: 'Here's the way I
think, here's the way I'm going, criticize me if you like, and I'll
work with you.' There's never been anything under the table,
no hidden agendas. We've had faculty input in just about
everything we've ever done. We've laid everything on the
table where everybody could see it and discuss it or cuss it if they
wanted to. And you have to be able to laugh at yourself, not
take yourself too seriously. Apparently it's worked.
RinR: Surely there have been regrets.
JOHNSON: Oh, sure. I've made quite a few mistakes, had lots
of failures, but I've learned from them. As far as major
failures, I don't know of any that have bothered me. Strangely
enough, it's the small disappointments that get to you after
awhile.
--FRANK STEPHENSON
|